As filed with the Securities and Exchange Commission on March 14, 2018
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT UNDER
THE SECURITIES ACT OF 1933
VOYAGER THERAPEUTICS, INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware |
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46-3003182 |
(State or Other Jurisdiction of Incorporation |
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(I.R.S. Employer Identification No.) |
75 Sidney Street, Cambridge, MA |
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02139 |
(Address of Principal Executive Offices) |
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(Zip Code) |
Voyager Therapeutics, Inc. 2015 Stock Option and Incentive Plan
Voyager Therapeutics, Inc. 2015 Employee Stock Purchase Plan
(Full Title of the Plan)
Steven M. Paul, M.D.
Chief Executive Officer
Voyager Therapeutics, Inc.
75 Sidney Street
Cambridge, Massachusetts 02139
(Name and Address of Agent for Service)
(857) 259-5340
(Telephone Number, Including Area Code, of Agent For Service)
Copy to:
Brian A. Johnson, Esq.
Wilmer Cutler Pickering Hale and Dorr LLP
7 World Trade Center
250 Greenwich Street
New York, New York 10007
(212) 230-8800
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer o |
Accelerated filer x |
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Non-accelerated filer o |
Smaller reporting company o |
(Do not check if a smaller reporting company) |
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Emerging growth company x |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. x
CALCULATION OF REGISTRATION FEE
Title of |
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Amount to be |
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Proposed |
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Proposed |
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Amount of |
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Common Stock, $0.001 par value per share |
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1,606,500 shares |
(2) |
$27.41 |
(3) |
$35,227,332 |
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$4,385.81 |
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(1) In accordance with Rule 416 under the Securities Act of 1933, as amended, or the Securities Act, this registration statement shall be deemed to cover any additional securities that may from time to time be offered or issued to prevent dilution resulting from stock splits, stock dividends or similar transactions.
(2) Consists of (i) 1,285,200 shares issuable under the 2015 Stock Option and Incentive Plan and (ii) 321,300 shares issuable under the 2015 Employee Stock Purchase Plan.
(3) Estimated solely for the purpose of calculating the registration fee pursuant to Rules 457(c) and 457(h) of the Securities Act, and based upon the average of the high and low prices of the Registrants Common Stock as reported on the Nasdaq Global Select Market on March 9, 2018, in accordance with Rule 457(c) under the Securities Act for the 1,606,500 shares issuable in the aggregate under the 2015 Stock Option and Incentive Plan and 2015 Employee Stock Purchase Plan that are not subject to outstanding options.
EXPLANATORY NOTE
This Registration Statement on Form S-8, relating to the 2015 Stock Option and Incentive Plan and the 2015 Employee Stock Purchase Plan of Voyager Therapeutics, Inc. (the Registrant), is being filed for the purpose of registering additional securities of the same class as other securities for which a Registration Statement on Form S-8 has previously been filed and is effective. Accordingly, this Registration Statement incorporates by reference the contents of the Registration Statement on Form S-8, File No. 333-207958, filed with the Securities and Exchange Commission on November 12, 2015, by the Registrant, relating to the Registrants 2014 Stock Option and Grant Plan, the Registrants 2015 Stock Incentive and Option Plan, and the Registrants 2015 Employee Stock Purchase Plan; the contents of the Registration Statement on Form S-8, File No. 333-210258, filed with the Securities and Exchange Commission on March 17, 2016, by the Registrant, relating to the Registrants 2015 Stock Incentive and Option Plan and the Registrants 2015 Employee Stock Purchase Plan; and the contents of the Registration Statement on Form S-8, File No. 333-216699, filed with the Securities and Exchange Commission on March 15, 2017, by the Registrant, relating to the Registrants 2015 Stock Incentive and Option Plan and the Registrants 2015 Employee Stock Purchase Plan, in each case, except for Item 8, Exhibits.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Cambridge, Massachusetts, on this 14th day of March, 2018.
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VOYAGER THERAPEUTICS, INC. | |
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By: |
/s/ Steven Paul, M.D. |
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Steven Paul, M.D. |
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Chief Executive Officer, President and Director |
POWER OF ATTORNEY AND SIGNATURES
We, the undersigned officers and directors of Voyager Therapeutics, Inc., hereby severally constitute and appoint Steven Paul, M.D. and Jane Henderson, and each of them singly, our true and lawful attorneys with full power to them, and each of them singly, to sign for us and in our names in the capacities indicated below, the registration statement on Form S-8 filed herewith and any and all subsequent amendments to said registration statement, and generally to do all such things in our names and on our behalf in our capacities as officers and directors to enable Voyager Therapeutics, Inc., to comply with the provisions of the Securities Act of 1933, as amended, and all requirements of the Securities and Exchange Commission, hereby ratifying and confirming our signatures as they may be signed by our said attorneys, or any of them, to said registration statement and any and all amendments thereto.
Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
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Date |
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/s/ Steven Paul, M.D. |
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President, Chief Executive Officer and |
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March 14, 2018 |
Steven Paul, M.D. |
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Director (Principal executive officer) |
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/s/ Jane Henderson |
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Chief Financial Officer (Principal financial |
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March 14, 2018 |
Jane Henderson |
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and accounting officer) |
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/s/ Mark Levin |
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Director |
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March 14, 2018 |
Mark Levin |
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/s/ Jim Geraghty |
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Director |
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March 14, 2018 |
Jim Geraghty |
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/s/ Michael Higgins |
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Director |
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March 14, 2018 |
Michael Higgins |
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/s/ Perry A. Karsen |
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Director |
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March 14, 2018 |
Perry A. Karsen |
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/s/ Steven Hyman, M.D. |
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Director |
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March 14, 2018 |
Steven Hyman, M.D. |
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/s/ Wendy Dixon, Ph.D. |
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Director |
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March 14, 2018 |
Wendy Dixon, Ph.D. |
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/s/ Glenn Pierce, M.D., Ph.D. |
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Director |
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March 14, 2018 |
Glenn Pierce, M.D., Ph.D. |
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+1 212 230-8800 (t)
+1 212 230 8888 (f)
Wilmerhale.com
March 14, 2018
Voyager Therapeutics, Inc.
75 Sidney Street
Cambridge, Massachusetts 02139
Re: |
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2015 Stock Option and Incentive Plan |
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2015 Employee Stock Purchase Plan |
Ladies and Gentlemen:
We have assisted in the preparation of a Registration Statement on Form S-8 (the Registration Statement) to be filed with the Securities and Exchange Commission (the Commission) under the Securities Act of 1933, as amended (the Securities Act), relating to an aggregate of 1,606,500 shares of common stock, $0.001 par value per share (the Shares), of Voyager Therapeutics, Inc., a Delaware corporation (the Company), issuable under the Companys 2015 Stock Option and Incentive Plan and 2015 Employee Stock Purchase Plan (collectively, the Plans).
We have examined the Certificate of Incorporation and By-Laws of the Company, each as amended and restated to date, and originals, or copies certified to our satisfaction, of all pertinent records of the meetings of the directors and stockholders of the Company, the Registration Statement and such other documents relating to the Company as we have deemed material for the purposes of this opinion.
In our examination of the foregoing documents, we have assumed the genuineness of all signatures, the authenticity of all documents submitted to us as originals, the conformity to original documents of all documents submitted to us as certified, photostatic or other copies, the authenticity of the originals of any such documents and the legal competence of all signatories to such documents.
We assume that the appropriate action will be taken, prior to the offer and sale of the Shares in accordance with the Plans, to register and qualify the Shares for sale under all applicable state securities or blue sky laws.
We express no opinion herein as to the laws of any state or jurisdiction other than the state laws of the General Corporation Law of the State of Delaware and the federal laws of the United States of America.
It is understood that this opinion is to be used only in connection with the offer and sale of the Shares while the Registration Statement is in effect.
Please note that we are opining only as to the matters expressly set forth herein, and no opinion should be inferred as to any other matters.
Based on the foregoing, we are of the opinion that the Shares have been duly authorized for issuance and, when the Shares are issued and paid for in accordance with the terms and conditions of the Plans, the Shares will be validly issued, fully paid and nonassessable.
We hereby consent to the filing of this opinion with the Commission in connection with the Registration Statement in accordance with the requirements of Item 601(b)(5) of Regulation S-K under the Securities Act. In giving such consent, we do not hereby admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations of the Commission.
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Very truly yours, | |
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WILMER CUTLER PICKERING HALE AND DORR LLP | |
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By: |
/s/ Brian A. Johnson |
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Brian A. Johnson, a Partner |
Consent of Independent Registered Public Accounting Firm
We consent to the incorporation by reference in the Registration Statement (Form S-8) pertaining to the 2015 Stock Option and Incentive Plan and the 2015 Employee Stock Purchase Plan of Voyager Therapeutics, Inc. of our report dated March 14, 2018 with respect to the consolidated financial statements of Voyager Therapeutics, Inc. included in its Annual Report (Form 10-K) for the year ended December 31, 2017, filed with the Securities and Exchange Commission.
/s/ Ernst & Young, LLP |
Boston, Massachusetts |
March 14, 2018 |